On a minimax principle in spectral gaps

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2022-03-03

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Abstract

The minimax principle for eigenvalues in gaps of the essential spectrum in the form presented by Griesemer et al. (Doc Math 4:275–283, 1999) is adapted to cover certain abstract perturbative settings with bounded or unbounded perturbations, in particular ones that are off-diagonal with respect to the spectral gap under consideration. This in part builds upon and extends the considerations in the author’s appendix to Nakić et al. (J Spectr Theory 10:843–885, 2020). Several monotonicity and continuity properties of eigenvalues in gaps of the essential spectrum are deduced, and the Stokes operator is revisited as an example.

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Keywords

Minimax values, Eigenvalues in gap of the essential spectrum, Block diagonalization, Stokes operator

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